Kelly La Voie

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 12/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsford, NY
• 07/2014 → 12/2020
  Bank Of America, N.A.
  Pittsford, NY
• 12/2020 → Present
  Lpl Financial, Llc
  Canandaigua, NY

Previous Registrations

• 2014-05-19 → 2020-12-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsford, NY
• 2009-06-01 → 2014-05-27
  Morgan Stanley
  Canandaigua, NY
• 2007-04-19 → 2009-06-01
  Morgan Stanley & Co. Llc
  Canandaigua, NY
  Rochester, NY

Other Businesses

1)09/2015 - FOR PROFIT BOARD MEMBER - TOWN OF CANANDAIGUA FOR ZONING BOARD OF APPEALS - 0% - NOT INVESTMENT RELATED - CANANDAIGUA, NEW YORK 14424

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-28
• S63 Uniform Securities Agent State Law Examination
  1999-08-23

Other Names

• Kelly Ann Lavoie
• Kelly Ann Lavoieobrien
• Kelly Ann Lavoie-O'BRien
• Kelly Ann La Voie-O'BRien
• Kelly Ann La Voie