Charles Kenneth Sherburne

Employer firm

Zacks Investment Management, Inc. CRD 110897

$14.6B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• CREATES AND MANAGES QUANTITATIVE INVESTMENT MODELS THAT ARE LICENSED TO SPONSORS OF UITS AND ETFS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 12/2016
  Ameriprise Financial Services, Inc.
  Burr Ridge, IL
• 05/2016 → Present
  Zacks Investment Management
  Chicago, IL
• 10/2018 → Present
  Lbmz Securities Inc
  Chicago, IL

Previous Registrations

• 2013-03-12 → 2017-01-06
  Ameriprise Financial Services, Llc
  Burr Ridge, IL
• 2009-10-23 → 2011-10-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Naperville, IL
  Chicago, IL
  Oak Brook, IL
  Chicago, IL
• 2008-10-24 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Naperville, IL
  Chicago, IL
  Boston, MA
• 2006-06-21 → 2008-10-24
  Lasalle Financial Services, Inc.
  Chicago, IL
  Chicago, IL
• 2002-04-05 → 2006-04-12
  Nuveen Fund Advisors, Llc
  Chicgao, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-06-08
• S63 Uniform Securities Agent State Law Examination
  1997-07-09

Other Names

• Chuck Sherburne
• Charles Kenneth Sherburne