Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-24 |
| PA | RA | APPROVED | 2010-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Conshohocken | PA | 06/1997 | Present |
| Bank Of America,N.A. | West Conshohocken | PA | 06/2011 | Present |
I*1825260Entity Type: Civic League or Social Welfare OrganizationName of OBA: Love Kidder TownshipAddress: Lake Harmony, PA 18624 Investment Related: NoPosition, Title, Association: OfficerEmployee Start Date:05/06/2024No Hours:2 MONTHLYNo Hours during trading:0Duties: Community volunteer organization. My responsibility will be vice president. The nature of this entity is a 501(c)4 that promotes the environmental wellbeing of Kidder Township located in Carbon County, PA. This is a newly formed entity and there are currently four officers. None of the other officers are clients nor BofA employees. My responsibilities are to assist the president with strategic direction. I will not manage any cash nor make disbursements. I*: 2200270Entity Type: For ProfitName of OBA: C. C. Fly Fishing GuideAddress: Wayne, PA 19087Investment Related: NoPosition, Title, Association: Owner Employee Start Date: 4/1/2025Number of Hours: 8 hrs wklyNumber of Hours during trading: 8 hrs wkly Duties: Guiding and providing fly fishing instruction
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-08 |
Reach out to this advisor