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Maureen K Hulbert

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saratoga Springs, NY

St Simons, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-01-30
NY RA APPROVED 2021-04-19
CT RA APPROVED 2017-12-26
TX RA APPROVED_RES 2017-05-23
  • GA RA
    APPROVED
    Since 2025-01-30
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2017-12-26
  • TX RA
    APPROVED_RES
    Since 2017-05-23

Branch Locations

18 Division St, Saratoga Springs, NY 12866 • United States

St Simons, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ayco Company Latham NY 01/1997 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saratoga Springs NY 05/2017 Present
Bank Of America, N.A. Saratoga Springs NY 07/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-22
S63 Uniform Securities Agent State Law Examination 1998-02-06
  • S65 Uniform Investment Adviser Law Examination
    2017-12-22
  • S63 Uniform Securities Agent State Law Examination
    1998-02-06
Other Names
  • Maureen K Foley

View on SEC IAPD

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Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · SARATOGA SPRINGS, NY

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