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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1997-08-08
  • TX RA
    APPROVED
    Since 1997-08-08

Branch Locations

Weatherford, TX • United States

409 W 4Th St Ste 101, Weatherford, TX 76086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Weatherford TX 09/2005 03/2020
Ameriprise Financial Services, Llc Weatherford TX 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 409 West 4th Street, Weatherford, TX 76086, ,; Not Investment-Related; 02/28/2008 / Single Family; 111 Lane EPort Aransas, TX 78373, ,; Investment-Related; 03/01/2019. Business Ownership; PRP Holdings, LLC; ; LLC owns the building where my Ameriprise Practice is located. The building also contains four rental suites.; 409 West 4th Street, Suite 101Weatherford, TX 76086, ,; Not Investment-Related; 01/01/2008; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-01
  • S63 Uniform Securities Agent State Law Examination
    1997-08-01
Other Names
  • Philip Lapp

View on SEC IAPD

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