Brent Alan Richards

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Lpl Financial Llc
  Livonia, MI
• 07/2012 → Present
  Independent Financial Advisors
  Livonia, MI

Previous Registrations

• 2012-08-30 → 2025-12-31
  Independent Financial Advisors, Llc
  Livonia, MI
• 2011-03-16 → 2012-07-30
  Ameriprise Financial Services, Llc
  Livonia, MI
• 2010-11-04 → 2011-02-02
  Edward Jones
  Farmington, MI

Other Businesses

1. 07/23/2012: Independent Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 10/20/2015: Edna St LLC - Investment Related - At Reported Business Location(s) - Dearborn, MI - Real Estate Rental - Start 10/21/2015 - 2 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2010-10-30
• S63 Uniform Securities Agent State Law Examination
  1999-12-03