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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-16 |
| WA | RA | APPROVED | 2025-09-15 |
Branch Locations
601 N Young St., Ste. B, Kennewick, WA 99336 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E.K. Riley Investments | Seattle | WA | 08/2012 | 11/2020 |
| Lpl Financial Llc | Kennewick | WA | 10/2020 | 08/2021 |
| Commonwealth Financial Network | San Diego | CA | 08/2021 | 09/2025 |
| Ap Financial | Kennewick | WA | 08/2021 | Present |
| Cambridge Investment Reserach, Inc. | Fairfield | IA | 09/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2025 | Present |
1. DANA ALLEN, 601 N Young St Ste B, Kennewick WA 99336, United States, 09/15/2025, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING 2. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 09/15/2023, Investment Advisor Representative, CIRA Affiliation, Investment Related, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-08 |
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