Betty Blake King

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-12-11
NC	RA	APPROVED	2003-10-02

TX RA
APPROVED

Since 2025-12-11
NC RA
APPROVED

Since 2003-10-02

Branch Locations

100 Turnberry Way, Pinehurst, NC 28374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Pinehurst	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Pinehurst	NC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Pinehurst, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Pinehurst, NC

Other Businesses

RENTAL PROPERTY, 100% OWNERSHIP INVESTMENT RELATED, OCEAN ISLE BEACH, NC, 0 HOURS PER MONTH, START 05/99 OUR SAVIOUR LUTHERAN CHURCH; INV. RELATED; SOUTHERN PINES,NC; FINANCE COMMITTEE MEMBER; START DATE 01/01/2023; NUMBER OF HOURS PER MONTH 1.5; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS FINANCIAL RESULTS OF THE CHURCH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-10
S63	Uniform Securities Agent State Law Examination	1997-06-30

S65 Uniform Investment Adviser Law Examination

1997-07-10
S63 Uniform Securities Agent State Law Examination

1997-06-30

Designations

Certified Financial Planner

View on SEC IAPD