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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-11
NC RA APPROVED 2003-10-02
  • TX RA
    APPROVED
    Since 2025-12-11
  • NC RA
    APPROVED
    Since 2003-10-02

Branch Locations

100 Turnberry Way, Pinehurst, NC 28374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pinehurst NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pinehurst NC 11/2016 Present
Other Businesses

RENTAL PROPERTY, 100% OWNERSHIP INVESTMENT RELATED, OCEAN ISLE BEACH, NC, 0 HOURS PER MONTH, START 05/99 OUR SAVIOUR LUTHERAN CHURCH; INV. RELATED; SOUTHERN PINES,NC; FINANCE COMMITTEE MEMBER; START DATE 01/01/2023; NUMBER OF HOURS PER MONTH 1.5; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS FINANCIAL RESULTS OF THE CHURCH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-10
S63 Uniform Securities Agent State Law Examination 1997-06-30
  • S65 Uniform Investment Adviser Law Examination
    1997-07-10
  • S63 Uniform Securities Agent State Law Examination
    1997-06-30
Designations

View on SEC IAPD

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