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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-11 |
| NC | RA | APPROVED | 2003-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pinehurst | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pinehurst | NC | 11/2016 | Present |
RENTAL PROPERTY, 100% OWNERSHIP INVESTMENT RELATED, OCEAN ISLE BEACH, NC, 0 HOURS PER MONTH, START 05/99 OUR SAVIOUR LUTHERAN CHURCH; INV. RELATED; SOUTHERN PINES,NC; FINANCE COMMITTEE MEMBER; START DATE 01/01/2023; NUMBER OF HOURS PER MONTH 1.5; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS FINANCIAL RESULTS OF THE CHURCH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-30 |
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