Frederick Andrew Scholer

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-04-05
IA	RA	APPROVED	2008-09-26

TX RA
APPROVED_RES

Since 2013-04-05
IA RA
APPROVED

Since 2008-09-26

Branch Locations

825 North 6Th Street, Burlington, IA 52601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Burlington	IA	09/2008	Present

09/2008 → Present

Lpl Financial Llc

Burlington, IA

Previous Registrations

2008-01-01 → 2008-10-01

Wells Fargo Clearing Services, Llc

Burlington, IA
1999-12-30 → 2008-01-01

A. G. Edwards & Sons, Inc.

Fort Madison, IA

Burlington, IA

St. Louis, MO

Other Businesses

1. 09/15/2008 - ASPEN FINANCIAL SERVICES - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-08-21

S63 Uniform Securities Agent State Law Examination

1997-08-21

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews