Sin Oh Kwoun

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Washington, DC
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Washington, DC

Previous Registrations

• 1999-02-11 → 2003-07-01
  Prudential Equity Group, Llc
  Vienna, VA

Other Businesses

KWOUN REAL ESTATE, LLC INV RELATED, BETHESDA, MD, 30% OWNERSHIP, START 6/14/2024, 9 HRS PER MONTH, ZERO HOURS DURING TRADING, FAMILY OWNED REAL ESTATE TRUST. COMMERCIAL RENTAL PROPERTY, INVT RELATED, ST. LOUIS, MO, 25% OWNERSHIP, START DATE 12/1/1990, 1 HR PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT PROPERTY, LANCASTER, PA, 100% OWNERSHIP, START DATE 6/1/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY. SINK1 LLC; INV RELATED; BETHESDA, MD; 100% OWNERSHIP; START 04/29/2024; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; HOLD REAL ESTATE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-26
• S63 Uniform Securities Agent State Law Examination
  1997-08-11