Kevin James Cleary

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Wells Fargo Advisors Financial Network Llc
  Melville, NY

Other Businesses

RENTAL PROPERTY; INV RELATED; MYRTLE BEACH, SC; VACATION HOME; 100% OWNERSHIP WITH SPOUSE; START 5/5/2016; 0 HOURS PER MONTH, 0 DURING TRADING; DUTIES HANDLED BY MANAGEMENT COMPANY. TRUSTEE FOR PARENTS; INV RELATED; GLEN COVE, NY; START 4/20/2017; 0 HR/MO; 0 DURING TRADING.; NV MAIN LLC (DBA 317 MAIN STREET), INV RELATED, FARMINGDALE, NY, 10.21% PROFIT PARTICIPATION, START 5/3/2019, 1 HR/MONTH, 0 HRS DURING TRADING.; TNI MAIN ST (DBA THE NUTTY IRISHMAN), INV RELATED, FARMINGDALE, NY, 10.21% PROFIT PARTICIPATION, START 5/3/2019, 1 HR/MONTH, 0 HRS DURING TRADING. FMRG HOLDINGS, LLC, INVT RELATED, MELVILLE, NY, 12.5% OWNERSHIP, START 12/1/2019, LESS THAN 15 MINUTES A MONTH, 0 HRS DURING TRADING, TO FACILITATE PRACTICE LEASE FOR BUILDING. CLEARY SECURITIES INC., INV RELATED, MELVILLE, NY, 100% OWNERSHIP, START 1/1/2021, 160 HOURS A MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. NORTH OCEAN BLVD, LLC, INVT RELATED, MYRTLE BEACH, SC, 100% OWNERSHIP WITH SPOUSE, START DATE 12/1/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, LLC HOUSES RENTAL PROPERTY. TUSCANY WAY, LLC, INVT RELATED, BOYNTON BEACH, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 12/1/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, LLC FOR RESIDENTIAL PROPERTY.; TRUSTEE FOR CLEARY SECURITIES DBP, INV RELATED, EAST NORTHPORT, NY, START: 3/15/2022, 0 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE DBP. RENTAL PROPERTY - 3120; INV RELATED;BOYNTON BEACH,FL; RENTAL;100% OWNERSHIP; START DATE: 12/05/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-01-23
• S63 Uniform Securities Agent State Law Examination
  1997-08-06