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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-09
NY RA APPROVED 2021-07-27
  • TX RA
    APPROVED_RES
    Since 2023-08-09
  • NY RA
    APPROVED
    Since 2021-07-27

Branch Locations

Belle Terre, NY • United States

70 N Country Rd Ste 301, Port Jefferson, NY 11777 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Smithtown NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Smithtown NY 11/2016 Present
Other Businesses

ESTATE OF AMELIA AND LAWRENCE MIELE; INV RELATED; HARDEEVILLE,SC; EXECUTOR; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-19
  • S63 Uniform Securities Agent State Law Examination
    1997-09-19

View on SEC IAPD

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