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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-09 |
| NY | RA | APPROVED | 2021-07-27 |
Branch Locations
Belle Terre, NY • United States
70 N Country Rd Ste 301, Port Jefferson, NY 11777 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Smithtown | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Smithtown | NY | 11/2016 | Present |
ESTATE OF AMELIA AND LAWRENCE MIELE; INV RELATED; HARDEEVILLE,SC; EXECUTOR; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-09-19 |
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