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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-16
  • TX RA
    APPROVED
    Since 2025-04-16

Branch Locations

2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Dallas TX 01/2009 04/2025
Bank Of America,Na Dallas TX 12/2009 04/2025
Stifel Dallas TX 04/2025 Present
  • 01/2009 → 04/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Dallas, TX
  • 12/2009 → 04/2025
    Bank Of America,Na
    Dallas, TX
  • 04/2025 → Present
    Stifel
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-10-10
  • S66 Uniform Combined State Law Examination
    1997-10-10
Other Names
  • Chris Green

View on SEC IAPD

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