Mervat Sabry Hassan

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 05/2020
  Ubs Financial Services Inc
  La Jolla, CA
• 05/2020 → 06/2022
  Stifel Nicolaus & Co Inc
  Del Mar, CA
• 06/2022 → Present
  Stifel Nicolaus & Co Inc
  Naples, FL

Previous Registrations

• 2010-04-30 → 2020-06-09
  Ubs Financial Services Inc.
  La Jolla, CA
• 2009-06-01 → 2010-05-24
  Morgan Stanley
  La Jolla, CA
• 2005-11-28 → 2009-06-01
  Citigroup Global Markets Inc.
  La Jolla, CA
• 2003-01-08 → 2005-11-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  La Jolla, CA

Other Businesses

1. Mervat Sabry Hassan Decor & Interior Design; 2604 5th Ave #506, San Diego, CA 92103; Design and decor company; Provide design and decor services; 06/15/2020; 1 Hour per Week; Not During Securities Trading Hours; Not Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-18
• S63 Uniform Securities Agent State Law Examination
  1997-07-14

Other Names

• Mervat S Hassan