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Winifred Wikkeling

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-15
CA RA APPROVED 2019-11-08
  • TX RA
    APPROVED_RES
    Since 2020-07-15
  • CA RA
    APPROVED
    Since 2019-11-08

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 07/2019 Present
Apple One Los Angeles CA 04/2019 07/2019
Dylan Keith Burbank CA 10/2018 04/2019
Unemployed Los Angeles CA 06/2018 09/2018
Swisher International Jacksonville FL 04/2018 06/2018
Lexus Santa Monica Santa Monica CA 10/2016 04/2018
Unemployed St Petersburg FL 08/2014 10/2016
Bank Of America, N.A. Los Angeles CA 09/2019 Present
  • 07/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 04/2019 → 07/2019
    Apple One
    Los Angeles, CA
  • 10/2018 → 04/2019
    Dylan Keith
    Burbank, CA
  • 06/2018 → 09/2018
    Unemployed
    Los Angeles, CA
  • 04/2018 → 06/2018
    Swisher International
    Jacksonville, FL
  • 10/2016 → 04/2018
    Lexus Santa Monica
    Santa Monica, CA
  • 08/2014 → 10/2016
    Unemployed
    St Petersburg, FL
  • 09/2019 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-06
S63 Uniform Securities Agent State Law Examination 1998-11-30
  • S66 Uniform Combined State Law Examination
    2019-11-06
  • S63 Uniform Securities Agent State Law Examination
    1998-11-30
Other Names
  • Winifred Wikkeling
  • Winifred Irina Deirdre Wikkeling

View on SEC IAPD

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Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA
NUVEEN ASSET MANAGEMENT, LLC · LOS ANGELES, CA

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