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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-15
VA RA APPROVED 2025-05-15
  • TX RA
    APPROVED_RES
    Since 2025-05-15
  • VA RA
    APPROVED
    Since 2025-05-15

Branch Locations

110 Cybernetics Way, Yorktown, VA 23693 • United States

12891 Jefferson Avenue, Newport News, VA 23608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Advantage Credit Union Yorktown VA 07/2009 06/2025
Cuso Financial Services, Lp San Diego CA 07/2009 Present
Lpl Financial Llc Newport News VA 05/2025 Present
  • 07/2009 → 06/2025
    1St Advantage Credit Union
    Yorktown, VA
  • 07/2009 → Present
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2025 → Present
    Newport News, VA
Previous Registrations
  • 2009-07-16 → 2025-05-15
    Cuso Financial Services, L.P.
    Yorktown, VA
    Newport News, VA
    Virginia Beach, VA
    Yorktown, VA
    Newport News, VA
    Newport News, VA
  • 2007-04-02 → 2009-07-08
    Norfolk, VA
    Norfolk, VA
    Yorktown, VA
  • 2003-07-10 → 2006-09-20
    Ameriprise Advisor Services, Inc.
    Richmond, VA
    Glen Allen, VA
  • 2003-02-28 → 2003-07-10
    Richmond, VA
Other Businesses

1. Advantage Financial - DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 05/17/2025 2. 1AIS - Financial Institution Duty- Inv Rel- At Reported Business Location (s) 2 Hrs Per Mnth/Trading- Start Date 05/17/2025 3. Lawnes Creek Land LLC - Business Entity For Tax/Investment Purposes Only- Non Inv Rel- Poquoson, VA- 2 Hrs Per Mnth/Trading- Start Date 009/28/2019

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-05
S63 Uniform Securities Agent State Law Examination 1997-07-28
  • S65 Uniform Investment Adviser Law Examination
    2001-03-05
  • S63 Uniform Securities Agent State Law Examination
    1997-07-28
Other Names
  • Preston Ivey

View on SEC IAPD

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