Best Investors Account Sign in

Thomas Dennis Martin

LPl Financial LLC

Spring Lake, NJ

Middletown, NJ

New York, NY

New York, NY

New York, NY

Toms River, NJ

Forked River, NJ

Manchester, NJ

Bayville, NJ

Point Pleasant, NJ

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-09
TX RA APPROVED 2021-06-09
  • NJ RA
    APPROVED
    Since 2021-06-09
  • TX RA
    APPROVED
    Since 2021-06-09

Branch Locations

2407 State Route 71 Suite 2, Spring Lake, NJ 07762 • United States

75 Highway 35, Middletown, NJ 07701 • United States

397 1St Ave, New York, NY 10010 • United States

11 W 42Nd St, New York, NY 10036 • United States

1034 2Nd Ave, New York, NY 10022 • United States

577 Lakehurst Road, Toms River, NJ 08755 • United States

416 South Main Street Suite A, Forked River, NJ 08731 • United States

2100 Route 70, Manchester, NJ 08759 • United States

335 Atlantic City Boulevard, Bayville, NJ 08721 • United States

Point Pleasant, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Forked River NJ 06/2021 Present
M&T Securities, Inc Brick NJ 01/2017 06/2021
Unemployed Brick NJ 09/2016 12/2016
Lpl Financial Llc Forked River NJ 06/2021 Present
  • 06/2021 → Present
    Lpl Financial Llc
    Forked River, NJ
  • 01/2017 → 06/2021
    M&T Securities, Inc
    Brick, NJ
  • 09/2016 → 12/2016
    Unemployed
    Brick, NJ
  • 06/2021 → Present
    Lpl Financial Llc
    Forked River, NJ
Previous Registrations
  • 2017-01-10 → 2021-06-09
    M&T Securities, Inc.
    Lakewood, NJ
    Lakewood, NJ
    Brick, NJ
    Lakewood, NJ
    Manchester, NJ
    Brick, NJ
    Paramus, NJ
    Toms River, NJ
    Wilmington, DE
    Paramus, NJ
    Bayville, NJ
    Barnegat, NJ
    Toms River, NJ
    Forked River, NJ
    Whiting, NJ
    Manahawkin, NJ
    Paramus, NJ
    Baltimore, MD
  • 2014-01-21 → 2016-08-23
    Cetera Investment Advisers Llc
    East Brunswick, NJ
  • 2013-07-08 → 2014-01-21
    Cetera Investment Services Llc
    Edison, NJ
    East Brunswick, NJ
    East Brunswick, NJ
    East Brunswick, NJ
  • 2011-12-17 → 2013-07-01
    New England Securities
    Wall Township, NJ
  • 2011-06-13 → 2011-07-28
    Pruco Securities, Llc.
    Newark, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-29
S63 Uniform Securities Agent State Law Examination 1999-04-20
  • S65 Uniform Investment Adviser Law Examination
    2010-07-29
  • S63 Uniform Securities Agent State Law Examination
    1999-04-20
Other Names
  • Tom Martin

View on SEC IAPD

More in Spring Lake, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor