David Raymond Travis

Current Employers

Employment History

• 04/2009 → 07/2023
  Financial Council, Inc
  Towson, MD
• 04/2009 → Present
  Commonwealth Financial Network
  Waltham, MA
• 01/2009 → 07/2023
  Financial Council Asset Management Inc
  Towson, MD
• 07/2023 → Present
  Financial Council, Llc
  Towson, MD

Previous Registrations

• 2009-05-04 → 2020-12-31
  Financial Council, Llc
  Towson, MD
• 2009-02-27 → 2009-04-20
  Fsc Securities Corporation
  Towson, MD
• 2004-06-24 → 2009-02-27
  Advantage Capital Corporation
  Towson, MD
  Towson, MD

Other Businesses

1. Fixed insurance sales, as of 2008, 10% of time spent during business hours, Conducted at branch location, investment related. 2. Tax preparation, 5% of time spent during business hours, as of 2008, at branch location, not investment related. 3. Foundation Properties, Inc., sole owner of real estate holding company owning a commercial office building, 0% of time spent during business hours, as of 2008, not at branch location, investment related. 4. IAR of RIA Financial Council, LLC, spending approx 1% of time providing asset management services to clients, conducted at branch, investment related. 5. Owner, Foundation Consulting, Inc.; a private entity established to facilitate bookkeeping for securities and advisory business; Located at 209 East Broadway, Bel Air, MD 21014, as of 04/01/2009, 0% of time spent during business hours; Not Conducted at branch; Investment related. 6. Co-owner, Financial Council, LLC; a private entity established as an independent RIA; as of 01/01/2024; 98% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-17
• S63 Uniform Securities Agent State Law Examination
  2003-01-30

Designations

Other Names

• Dave Travis