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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-06-15
  • PA RA
    APPROVED
    Since 2022-06-15

Branch Locations

Beaver Falls, PA • United States

Ellwood City, PA • United States

Mars, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank/Pnc Investments Cranberry Township PA 04/2012 06/2018
Pnc Investments Cranberry Township PA 12/2013 05/2022
Mml Investors Services, Llc Beaver Falls PA 06/2022 Present
Mass Mutual Insurance Company Beaver Falls PA 06/2022 Present
  • 04/2012 → 06/2018
    Pnc Bank/Pnc Investments
    Cranberry Township, PA
  • 12/2013 → 05/2022
    Pnc Investments
    Cranberry Township, PA
  • 06/2022 → Present
    Beaver Falls, PA
  • 06/2022 → Present
    Mass Mutual Insurance Company
    Beaver Falls, PA
Previous Registrations
  • 2014-03-24 → 2022-06-07
    Pittsburgh, PA
    Beaver, PA
    Cranberry, PA
    Cranberry Township, PA
    Cranberry, PA
    Beaver, PA
Other Businesses

1)NAME: THE KERR AGENCY, INV REL:Y ADDR: 110 BLACKHAWK RD, BEAVER FALLS PA 15010 NATURE: OUTSIDE INSURANCE POSITION: AGENT, START: 6/9/2022, NO HR/MO: 2 NO HR/MO DUR TRADING: 2 DUITES:LIFE, DISABILITY, EQUITY FIXED LIFE, LONG-TERM CARE, FIXED ANNUTITIES, AND HEALTH. 2)NAME: GRATTON & KERR FINANCIAL GROUP LLC, INV REL: Y ADDR: 110 BLACKHAWK ROAD, BEAVER FALLS PA 15010 NATURE: PROVIDE INSURANCE, ADVISORY AND FINANCIAL SERVICES TO CLIENTS, POSITION: EMPLOYEE, START: 10/31/2022, NO HR/MO: 20 NO HR/MO DUR TRADING: 20, DUTIES: REGISTERED REP PROVIDING INSURANCE, ADVISORY AND FINANCIAL SERVICES TO CLIENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-24
S63 Uniform Securities Agent State Law Examination 1999-11-01
  • S66 Uniform Combined State Law Examination
    2014-03-24
  • S63 Uniform Securities Agent State Law Examination
    1999-11-01
Other Names
  • Janet Lynn Kerr
  • Janet Kerr Rinker

View on SEC IAPD

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