Scott Matthew Drahzal

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-01-09
NC	RA	APPROVED	2002-01-17

TX RA
APPROVED_RES

Since 2006-01-09
NC RA
APPROVED

Since 2002-01-17

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	03/1999	Present
Vanguard Marketing Corporation	Charlotte	NC	03/1999	Present
Vanguard Advisers, Inc.	Charlotte	NC	01/2002	Present

03/1999 → Present

The Vanguard Group, Inc.

Charlotte, NC
03/1999 → Present

Vanguard Marketing Corporation

Charlotte, NC
01/2002 → Present

Vanguard Advisers, Inc.

Charlotte, NC

Other Businesses

NAME OF BUSINESS: MERRITT ON FLOYD HOA INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: HOA POSITION: BOARD MEMBER (PRESIDENT) START DATE: 02/2019 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BILL PAY/REPAIRS/COLLECT DUES NAME OF BUSINESS: EXECUTOR FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: EXECUTOR START DATE: 05/2016 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: EXECUTOR FOR IMMEDIATE FAMILY MEMBER NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: GASTONIA, NC NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 02/2019 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 11/2010 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER NAME OF BUSINESS: POA FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: POA START DATE: 05/2021 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: FINANCIAL AUTHORITY AS NEEDED NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 12/2021 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER NAME OF BUSINESS: FULL AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: FULL AGENT START DATE: 02/2022 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FULL AGENT FOR IMMEDIATE FAMILY MEMBER

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-01-04
S63	Uniform Securities Agent State Law Examination	1998-09-30

S65 Uniform Investment Adviser Law Examination

2002-01-04
S63 Uniform Securities Agent State Law Examination

1998-09-30

Designations

Certified Financial Planner

Other Names

Scott M Drahzal
Scott Matthewmichael Drahzal

View on SEC IAPD