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Douglas Matthew Summer

Ubs Financial Services Inc.

West Harrison, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2010-07-01
NJ RA APPROVED 2004-11-04
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2010-07-01
  • NJ RA
    APPROVED
    Since 2004-11-04

Branch Locations

West Harrison, NY • United States

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Paramus NJ 10/2004 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-03
S63 Uniform Securities Agent State Law Examination 1997-11-03
  • S66 Uniform Combined State Law Examination
    2004-11-03
  • S63 Uniform Securities Agent State Law Examination
    1997-11-03

View on SEC IAPD

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