Carla Jo Grimes-ooyevaar

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-05-26
MI	RA	APPROVED	2010-09-03

TX RA
APPROVED_RES

Since 2022-05-26
MI RA
APPROVED

Since 2010-09-03

Branch Locations

3351 Eagle Run Dr Ne Ste D, Grand Rapids, MI 49525 • United States

Grand Rapids, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Grand Rapids	MI	09/2005	03/2020
Ameriprise Financial Services, Llc	Grand Rapids	MI	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Grand Rapids, MI
03/2020 → Present

Ameriprise Financial Services, Llc

Grand Rapids, MI

Other Businesses

Outside Employment; OKL LLC; Financial Advisor; OKL LLC pays the salaried portion of my compensation; 7130 S Westnedge Ave, , Portage, MI, 49002; Investment-Related; 12/02/2022; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-07-21
S63	Uniform Securities Agent State Law Examination	1997-09-03

S66 Uniform Combined State Law Examination

2010-07-21
S63 Uniform Securities Agent State Law Examination

1997-09-03

Other Names

Carla Jo Grimes
Carla Grimes-Ooyevaar

View on SEC IAPD