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3540 Prairieview Street Suite 200, Grand Island, NE 68803 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-05 |
| NE | RA | APPROVED | 2017-09-18 |
Branch Locations
10050 Regency Cricle Suite 500, Omaha, NE 68114 • United States
3540 Prairieview Street Suite 200, Grand Island, NE 68803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Omaha | NE | 07/2016 | 08/2017 |
| Allen Capital Group | Grand Island | NE | 09/2017 | Present |
1) CARTER LAKE PRESERVATION SOCIETY. - PRESIDENT. JANUARY 2012 - PRESENT. DUTIES INCLUDE ATTENDING MEETINGS AND VOTING RIGHTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-24 |
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