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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-25 |
| CT | RA | APPROVED | 2019-10-31 |
Branch Locations
225 High Ridge Road East Bldg 1St Floor, Stamford, CT 06905 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Stamford | CT | 06/2019 | Present |
| Mml Investors Services, Llc | Stamford | CT | 07/2019 | Present |
| Self-Employed | Stamford | CT | 01/2018 | 06/2019 |
| Unemployed | Stamford | CT | 11/2011 | 01/2018 |
Name: Rajesh Malhotra Inv rel: Y Add: Residential address Nature: Other Position: Consultant Start date: 01/2014 No. HR/MO: 15 No. HR/MO during sec trading: 0 Describe duties: I do some work as a Trading Mentor for the Institute of Trading and Portfolio Management. My works consists of trading education where I give seminars in learning how the financial markets operate. In my work, I give no financial advice or financial recommendations. Instead, I make sure the students understand the dynamics of financial markets to better understand why markets move a certain way. (2) Name: Rajesh Malhotra Inv Rel: Y Add: 1011 Washington Blvd., 1611, Stamford, CT 06901 Nature: Outside Insurance Sales Position: Independent Insurance Agent Start Date: 09/19/2022 No Hrs/Mo: 2 No/Hrs Mo dur trading: 2 Describe Duties: Life(term/universal/whole), Disability, Long-term care, Fixed annuities and Health.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-29 |
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