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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-08-13 |
| PA | RA | APPROVED | 2010-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
| Cambridge Investment Research Inc | Fairfield | IA | 01/2002 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 2/2002, ADVISORY REP OF A RIA, INV REL, 120 HR/MO, 120 HR/MO TRADING. 2) LENAPE VALLEY FOUNDATION, 500 N WEST ST, DOYLESTOWN, PA, 4/2017, BOARD MEMBER, NIR, 5 HR/MO, 0 HR/MO TRADING. 3) SCOTT E MARSHALL, 100 HYDE PARK, DOYLESTOWN, PA, 1/1998, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 8 HR/MO, 4 HR/MO TRADING. 4) SCOTT E MARSHALL & ASSOCIATES WEALTH MANAGMENT, 100 HYDE PARK, DOYLESTOWN, PA, 02/2023, PRESIDENT, DBA, INV REL, 180 HR/MO, 160 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-22 |
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