Craig M. Rosen

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-03-04
FL	RA	APPROVED	2006-05-09

TX RA
APPROVED

Since 2015-03-04
FL RA
APPROVED

Since 2006-05-09

Branch Locations

1250 S Pine Island Rd Ste 260, Plantation, FL 33324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Weston	FL	04/1997	Present

04/1997 → Present

Edward D. Jones & Co., L.P.

Weston, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-05-05
S63	Uniform Securities Agent State Law Examination	1997-07-09

S65 Uniform Investment Adviser Law Examination

2006-05-05
S63 Uniform Securities Agent State Law Examination

1997-07-09

Designations

Other Names

Craig M Rosen
Craig Michael Rosen

View on SEC IAPD

Other Firms

EDELMAN FINANCIAL ENGINES

TOBIAS FINANCIAL ADVISORS

KINGSVIEW WEALTH MANAGEMENT, LLC

MML INVESTORS SERVICES, LLC

OSAIC ADVISORY SERVICES, LLC

STERLING WEALTH ADVISORS, INC.

Other Investors

Carmen A Vasquez

CHRISTOPHER UPTON

GLENN MICHAEL SABATH

CHRISTOPHER CARL RAILEY

JOSE DANIEL LARIN PARKER

Raymond Alexander Jackson

Other Offices

MORGAN STANLEY · Plantation, FL

EDELMAN FINANCIAL ENGINES · PLANTATION, FL

TOBIAS FINANCIAL ADVISORS · PLANTATION, FL

KINGSVIEW WEALTH MANAGEMENT, LLC · PLANTATION, FL

MML INVESTORS SERVICES, LLC · PLANTATION, FL

OSAIC ADVISORY SERVICES, LLC · Plantation, FL

STERLING WEALTH ADVISORS, INC. · PLANTATION, FL

FARTHER · Plantation, FL

More in Plantation, FL

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