Frank Michael Oley

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Penn Mutual Life Ins Co
  Glen Allen, VA
• 06/2007 → Present
  Hornor Townsend And Kent, Inc
  Glen Allen, VA

Previous Registrations

• 2003-04-29 → 2007-07-05
  1717 Capital Management Company
  Richmond, VA
  Richmond, VA
• 2001-11-27 → 2003-04-11
  New England Securities
  Richmond, VA

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: OLEY FINANCIAL | POSITION HELD: AGENT | ADDRESS: 17324 SHILOH CHURCH RD MONTPELIER, VA 23192| START DATE: 12/2010 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: SALES AND SERVICE OF LIFE, HEALTH AND ANNUITY RELATED PRODUCTS. 2) S-CORPORATION | INVESTMENT RELATED: YES | DBA NAME: FRANK M. OLEY & ASSOCIATES, INC. | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 17324 SHILOH CHURCH RD MONTPELIER, VA 23192| START DATE: 05/01/2009 | NATURE OF ACTIVITY: OTHER | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS | DESCRIPTION OF DUTIES: ESTABLISHED AN S-CORPORATION WITH A CHECKING ACCOUNT FOR PAYING ASSISTANT AND BUSINESS EXPENSES. 3) NAVIGON FINANCIAL GROUP, INC. LIFE INSURANCE BROKERAGE | INVESTMENT RELATED - NO | DBA NAME: NAVIGON FINANCIAL GROUP, INC. | POSITION HELD: AGENT | ADDRESS: 17324 SHILOH CHURCH RD MONTPELIER, VA 23192| START DT: 5/5/2015 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 4) 1847 FINANCIAL | POSITION: Proprietor/Owner NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes | NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 10 START DATE: 08/26/2025 | ADDRESS: 17324 Shiloh Church RD, Montpelier, VA 23192, Montpelier VA 23192 | DESCRIPTION: Provide Financial Services

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-01
• S63 Uniform Securities Agent State Law Examination
  1997-08-27