John William Stubbs

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → 07/2023
  Concourse Financial Group Agency Inc
  Birmingham, AL
• 07/1998 → 08/2023
  Concourse Financial Group Securities Inc
  Birmingham, AL
• 09/2023 → 01/2025
  Lincoln Financial Advisors
  Mobile, AL
• 01/2025 → Present
  Osaic Wealth, Inc.
  Mobile, AL

Previous Registrations

• 2023-09-06 → 2025-01-24
  Osaic Fs, Inc.
  Mobile, AL
  Birmingham, AL
• 1999-05-17 → 2023-09-05
  Concourse Financial Group Securities, Inc.
  Mobile, AL
  Mobile, AL
  Mobile, AL
  Mobile, AL
  Mobile, AL

Other Businesses

1) JWS FINANCIAL LLC, 3662 DAUPHIN STREET STE 1A, MOBILE AL CATEGORY: INSURANCE/LEGAL ENTITY-LLC INVESTMENT RELATED: YES TITLE: OWNER/AGENT DUTIES: RECRUIT AND MAINTAIN RELATIONSHIPS WITH AGENTS AND ADVISORS FOR THEIR NON-SECURITIES BUSINESS. SALES AND SERVICE OF ACCIDENT AND HEALTH INSURANCE, DISABILITY INSURANCE, INDEXED ANNUITIES, FIXED ANNUITIES, TRADITIONAL LIFE INSURANCE, LIFE SETTLEMENTS START DATE: 07/2023 HOURS PER MONTH: 200 HOURS PER MONTH DURING TRADING HOURS: 16

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-16
• S63 Uniform Securities Agent State Law Examination
  1998-10-27

Other Names

• Jay Stubbs
• John W Stubbs