Sands Schrafft Chipman

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2002 → Present
  Southern Methodist University
  Dllas, TX
• 03/2015 → Present
  Morgan Stanley
  Dallas, TX
• 05/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2009-01-21 → 2015-04-09
  Barclays Capital Inc.
  Dallas, TX
• 2004-05-10 → 2008-10-15
  Lehman Brothers Inc.
  Dallas, TX
  New York, NY
  Dallas, TX

Other Businesses

CG PARTNERS LLC; YES; RESIDENCE, DALLAS, TEXAS, 075230; LIMITED LIABILITY COMPANY- VEHICLE TO HOLD PRIVATE INVESTMENTS; OWNER; 1 HOUR PER MONTH; 0 DURING BUSINESS HOURS

Exams

• S66 Uniform Combined State Law Examination
  2000-07-18