Donald Jerry Paroda

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2020-01-13

SC RA
APPROVED

Since 2020-01-13

Branch Locations

Rock Hill, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	North Olmstead	OH	01/2011	12/2019
Donaldparoda Asset Management	North Olmstead	OH	01/2011	12/2019
Lpl Financial, Llc	Rock Hill	SC	01/2020	Present

01/2011 → 12/2019

Cadaret, Grant & Co., Inc.

North Olmstead, OH
01/2011 → 12/2019

Donaldparoda Asset Management

North Olmstead, OH
01/2020 → Present

Lpl Financial, Llc

Rock Hill, SC

Previous Registrations

2011-02-03 → 2020-01-14

Cadaret, Grant & Co., Inc.

North Olmsted, OH

Other Businesses

1. 01/13/2020 - DONALD PARODA WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS/ INVESTMENT RELATED/ 100%/ ROCK HILL, SC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-01-28
S63	Uniform Securities Agent State Law Examination	1998-07-21

S65 Uniform Investment Adviser Law Examination

2014-01-28
S63 Uniform Securities Agent State Law Examination

1998-07-21

Other Names

Donald J Paroda

View on SEC IAPD