Francis James Dunn

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 05/2019
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Summit, NJ
• 05/2019 → Present
  Raymond James Financial Services, Inc
  Basking Ridge, NJ
• 05/2019 → Present
  Raymond James Financial Services Advisor, Inc
  Basking Ridge, NJ
• 05/2019 → Present
  N/A
  Basking Ridge, NJ
• 10/2024 → 05/2025
  Middlesex College
  Edison, NJ

Previous Registrations

• 2012-10-03 → 2019-05-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Summit, NJ
• 2009-06-01 → 2012-10-24
  Morgan Stanley
  Short Hills, NJ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Short Hills, NJ
• 2006-07-07 → 2007-04-02
  Morgan Stanley Dw Inc.
  Short Hills, NJ
• 2000-07-27 → 2006-07-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

(1)Name of Business: Address: 4 Canterbury Road, Boonton, NJ, 07005, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 05/30/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide one hour lessons for 60.00 usually will make about 300.00 per year. Periodic wrestling lessons. (2)Name of Business: DBA Dunn Wealth Investment Services Address: 508 Main Street suite 205, Boonton, NJ, 07005, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/05/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor, Business Owner, DBA Dunn Wealth Management (3)Name of Business: Dunn Wealth Management Advisors LLC Address: 508 Main Street suite 205, Boonton, NJ, 07005, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/05/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Business owner. This is the LLC for my FA practice. Financial Advisor. (4)Name of Business: Ironridge Wealth Management Group Address: 222 Mount Airy Rd Ste 209, Basking Ridge, NJ, 07920, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 05/30/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-01-07
• S65 Uniform Investment Adviser Law Examination
  2000-01-07

Designations

• Certified Financial Planner