Chad Johns Essington

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Chicago, IL
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2000-07-14 → 2009-06-01
  Citigroup Global Markets Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

1.Idiot Wind LLC; Investment related: Yes; Sole purpose is to invest in Heaven's Door Spirits, LLC; member(proprietor, partner, officer, director, employee, trustee, agent); Sep 2017; During business hours: 0; After business hours: 0; Idiot Wind LLC is being formed to participate in a private investment Heaven's Door Spirits, LLC 7 individuals are pooling funds to meet the minimum investment requirement for this private investment.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-09
• S63 Uniform Securities Agent State Law Examination
  1997-07-19