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Current Employers
Mora Capital Management, Llc

1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-08
  • FL RA
    APPROVED
    Since 2025-01-08

Branch Locations

1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Mora Wm Securities Miami FL 10/2012 Present
Mora Wealth Management Llc Miami FL 10/2012 Present
  • 10/2012 → Present
    Mora Wm Securities
    Miami, FL
  • 10/2012 → Present
    Mora Wealth Management Llc
    Miami, FL
Previous Registrations
Other Businesses

1. BOREAL CAPITAL MANAGEMENT, LLC (SEC REGISTERED INVESTMENT ADVISER) LOCATED AT 1450 BRICKELL AVENUE, SUITE 2900 MIAMI, FLORIDA 33131. 2. INVERSIONES LUNAAZUL SRL, NICUYO ENTERPRISES SRL, ALTONA SRL & INVERSIONES LUNAROJA SRL, and Jaimasa - These five are all Holding Companies for Real Estate Property in the Dominican Republic where Rep is a Shareholder part of her family wealth with no website, compensation, personal financial investment or hours dedicated. The companies were created to own Real estate Property in D.R. and pursue recommendations to purchase other properties as they become available. Francamar - a holding company that exists to maintain an investment in a certificate of deposit (CD), also passive investment, no hours dedicated.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-15
S63 Uniform Securities Agent State Law Examination 1997-12-01
  • S65 Uniform Investment Adviser Law Examination
    1998-07-15
  • S63 Uniform Securities Agent State Law Examination
    1997-12-01
Other Names
  • Annette M Manon

View on SEC IAPD

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