Thomas Joseph Barbaccia

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 10/2016
  Lincoln Financial Advisors
  Syosset, NY
• 10/2016 → 05/2020
  Equity Services, Inc.
  Hauppauge, NY
• 10/2016 → 06/2022
  National Life
  Hauppauge, NY
• 06/2022 → 06/2024
  Securities America, Inc.
  North Hills, NY
• 06/2022 → 06/2024
  Securities America Advisors
  North Hills, NY
• 06/2024 → 07/2026
  Osaic Wealth, Inc.
  North Hills, NY
• 07/2026 → Present
  Lpl Enterprise Llc
  West Palm Beach, FL
• 05/2020 → 06/2022
  Lincoln Financial Advisors Corporation
  Jericho, NY

Previous Registrations

• 2024-06-14 → 2026-08-04
  Osaic Wealth, Inc.
  West Palm Beach, FL
  North Hills, NY
  Pittsford, NY
• 2022-06-14 → 2024-06-14
  Securities America Advisors, Inc.
  North Hills, NY
• 2021-06-14 → 2022-06-15
  Osaic Fa, Inc.
  Jericho, NY
• 2017-01-10 → 2019-12-31
  Equity Services, Inc.
  Hauppauge, NY
• 2012-11-06 → 2016-10-21
  Osaic Fa, Inc.
  Huntington Station, NY
  New York, NY
  Jericho, NY
• 2011-04-01 → 2012-10-19
  Hornor, Townsend & Kent, Llc
  New York, NY
  Jericho, NY
• 2002-06-21 → 2010-06-02
  New England Securities
  New York, NY
  Roslyn, NY

Other Businesses

1.07/30/2026 – Prudential Advisors – DBA for LPL Business (entity for LPL business) – West Palm Beach FL – Inv Related – OBA Start Date: 07/06/2026– 160 Hour(s)/Month – 160 Hour(s) During Trading” 2. 07/30/2026 – Thomas Barbaccia N/A Non-Variable Insurance – Non-Variable Insurance/Insurance Agency – West Palm Beach FL – Inv Related – OBA Start Date: 07/06/2026– 160 Hour(s)/Month – 160 Hour(s) During Trading” 3. 07/30/2026 – North Shore Strategic Advisors– Non-Variable Insurance/Insurance Agency – North Hills NY – Inv Related – OBA Start Date: 06/01/2016– 20 Hour(s)/Month – 20 Hour(s) During Trading” 4. 07/30/2026 – Thomas Barbaccia PKA Tommy Never – Artist/ Musician– North Hils NY – Not Inv Related – OBA Start Date: 01/01/1988– 0 Hour(s)/Month – 0 Hour(s) During Trading” 5. 07/30/2026– North Shore Strategic Advisors– DBA for LPL Business (entity for LPL business) – North Hills NY – Inv Related – OBA Start Date: 06/01/2016– 100 Hour(s)/Month – 100 Hour(s) During Trading” 6. 07/30/2026– Thomas J Barbaccia Associates– Business Entity For Tax/Investment Purposes Only – North Hills NY – Not Inv Related – OBA Start Date: 10/01/2006– 5 Hour(s)/Month – 5 Hour(s) During Trading”

Exams

• S66 Uniform Combined State Law Examination
  2025-03-11
• S63 Uniform Securities Agent State Law Examination
  1997-11-14

Other Names

• Thomas J Barbaccia
• Thomas Joseph Barbaccia