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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-09
SC RA APPROVED 2021-11-29
  • TX RA
    APPROVED_RES
    Since 2023-05-09
  • SC RA
    APPROVED
    Since 2021-11-29

Branch Locations

1812 N Lakewood Drive Suite 200, Coeur D'ALene, ID 83814 • United States

75 Port City Landing Suite 110 & 200, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Mount Pleasant SC 01/2016 12/2019
Suntrust Investment Services, Inc. Atlanta GA 12/2019 11/2020
Suntrust Bank Atlanta GA 12/2019 11/2020
Suntrust Advisory Services Inc Atlanta GA 11/2020 02/2021
Truist Investment Services, Inc. Mt. Pleasant SC 02/2021 11/2021
D.A. Davidson & Co. Mt Pleasant SC 11/2021 Present
  • 01/2016 → 12/2019
    Bb&T Securities
    Mount Pleasant, SC
  • 12/2019 → 11/2020
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 12/2019 → 11/2020
    Suntrust Bank
    Atlanta, GA
  • 11/2020 → 02/2021
    Suntrust Advisory Services Inc
    Atlanta, GA
  • 02/2021 → 11/2021
    Truist Investment Services, Inc.
    Mt. Pleasant, SC
  • 11/2021 → Present
    Mt Pleasant, SC
Previous Registrations
  • 2020-11-16 → 2021-09-30
    Mt.PLeasant, SC
  • 2016-01-14 → 2021-02-17
    Bb&T Securities, Llc
    Mt. Pleasant, SC
    Savannah, GA
    Savannah, GA
    Morehead City, NC
    Wilmington, NC
    Myrtle Beach, SC
    Richmond, VA
  • 2007-12-05 → 2015-12-03
    Charlotte, NC
    Mount Pleasant, SC
    Columbia, SC
    Savannah, GA
    Charlotte, NC
    Spartanburg, SC
    Charlotte, NC
    Savannah, GA
    Mount Pleasant, SC
    Saint Simons Island, GA
    Statesboro, GA
    Savannah, GA
    Savannah, GA
    Charlotte, NC
  • 2007-04-02 → 2007-10-19
    Morgan Stanley & Co. Llc
    Charlotte, NC
  • 1999-02-12 → 2007-04-02
    Morgan Stanley Dw Inc.
    Purchase, NY
    Charlotte, NC
    Washington, DC
Other Businesses

PWS, LLC POSITION: President NATURE: ATF Licensed Firearms Manufacturer/Machine Shop INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2014 ADDRESS: 1042 Loyalist Lane, Mount Pleasant SC 29464 DESCRIPTION: Owner of company (Family Owned Business)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-17
S63 Uniform Securities Agent State Law Examination 1998-05-04
  • S65 Uniform Investment Adviser Law Examination
    1998-07-17
  • S63 Uniform Securities Agent State Law Examination
    1998-05-04
Other Names
  • Randy Christopher Domikis
  • Randy C Domikis

View on SEC IAPD

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