Marty Ann Cline

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → Present
  Royal Alliance Associates, Inc.
  Seabrook Island, SC

Other Businesses

1) ROADSTEAD CAPITAL PARTNERS POSITION: Registered Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 65 SECURITIES TRADING HOURS: 65 START DATE: 05/15/2018 ADDRESS: 1 Cool Blow Street, Charleston SC 29403, United States DESCRIPTION: I function in the capacity of Registered Sales Assistant. I open accounts for the FAs in the office, and assist them and their clients with general administrative duties. 2) COLUMBIA CAPITAL PARTNERS POSITION: Registered Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 65 SECURITIES TRADING HOURS: 65 START DATE: 10/01/2021 ADDRESS: 3808 Kilbourne Hill Road, Columbia SC 29205, United States DESCRIPTION: I function as a Registered Assistant for the FA, Frank Lundy. I open accounts and assist him and his clients with administrative duties. 3) 2849 WEALTH POSITION: Registered Assistant NATURE: 2849 Wealth is an LLC for Frank W. Wall II and operates as a DBA with Osaic Wealth. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/15/2023 ADDRESS: 140 Stoneridge Dr., Suite 430, Columbia, SC 29210, United States DESCRIPTION: I facilitate the opening of accounts, submission and processing of paperwork for the financial professional and assist clients with administrative duties.

Exams

• S66 Uniform Combined State Law Examination
  2015-02-20
• S63 Uniform Securities Agent State Law Examination
  2011-05-23

Other Names

• Marty Ann Bright
• Marty Ann Gribi