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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Agency Network | Bridgeview | IL | 03/2014 | 05/2018 |
| Chicago United Ventures Llc | Crete | IL | 05/2013 | 06/2017 |
| Transamerica Financial Advisors, Inc | Bridgeview | IL | 06/2014 | 05/2018 |
| Prudential Insurance Company Of America | Downers Grove | IL | 05/2018 | Present |
| Pruco Securities, Llc. | Downers Grove | IL | 05/2018 | 11/2024 |
| Lpl Enterprise, Llc | Downers Grove | IL | 11/2024 | Present |
1) 03/05/2026-The Focal Point Financial Group LLC-Partner / Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 01/13/2026-120hrs/mth-120hrs/mth during trading 2) 04/17/2025-Jeffrey B Hammond-Regional Director-Non-Variable Insurance-Inv related-At Downers Grove, IL-Start date 11/16/2024-280hrs/mth-140hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-21 |
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