Kenneth Robert Roban

Current Employers

Employment History

• 06/2010 → 06/2020
  Ubs Financial Services Inc
  White Plains, NY
• 06/2020 → 05/2022
  Raymond James Financial Services, Inc.
  New York, NY
• 06/2020 → Present
  Steward Partners Global Advisory, Llc
  Stamford, CT
• 06/2020 → Present
  Steward Partners Investment Advisory Llc.
  Stamford, CT
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Stamford, CT

Previous Registrations

• 2010-08-24 → 2020-06-19
  Ubs Financial Services Inc.
  Purchase, NY

Other Businesses

(1) Name of Business: Reservoir Road Wealth Management at Steward Partners Address: 140 E 45th St Fl 36, New York, NY, 10017, United States Activity Type: Support Company - Non-Owner Position/Title: Other Investment Related: No Start Date: 03/03/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Advisor/Wealth Management (2) Name of Business: Steward Partners Investment Advisory, LLC Address: 140 E 45th St Fl 36, New York, NY, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 06/11/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investment Advisory Services for High-Net-Worth families (3) Name of Business: Steward Partners Global Advisory Address: 140 E 45th St Fl 36, New York, NY, 10017, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes, Start Date: 10/13/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Install insurance products listed

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-10
• S63 Uniform Securities Agent State Law Examination
  1997-10-23