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Joe Riley Allen

Life Balance Financial

Houston, TX

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Current Employers
Life Balance Financial

1334 Brittmoore Rd. Suite 1000 B, Houston, TX 77043 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-08
  • TX RA
    APPROVED
    Since 2018-11-08

Branch Locations

1334 Brittmoore Rd. Suite 1000 B, Houston, TX 77043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Houston TX 02/2006 11/2018
Park Avenue Securities Houston TX 02/2006 11/2018
Life Balance Financial Houston TX 11/2018 Present
  • 02/2006 → 11/2018
    Guardian Life Insurance Company
    Houston, TX
  • 02/2006 → 11/2018
    Park Avenue Securities
    Houston, TX
  • 11/2018 → Present
    Life Balance Financial
    Houston, TX
Previous Registrations
Other Businesses

1.Insurance Agent Will sell outside Start: 08/10/1997 5 bus hrs per month Investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-06
S63 Uniform Securities Agent State Law Examination 1997-11-20
  • S65 Uniform Investment Adviser Law Examination
    2013-06-06
  • S63 Uniform Securities Agent State Law Examination
    1997-11-20

View on SEC IAPD

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