James Glenn Haley

384 North Grand Street, Cobleskill, NY 12043 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-02-08
FL	RA	APPROVED	2026-02-05
SC	RA	APPROVED	2026-01-23
NC	RA	APPROVED	2026-01-16

Branch Locations

384 North Grand Street, Cobleskill, NY 12043 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Suntrust Bank	Chattanooga	TN	10/2013	03/2017
Suntrust Investment Services, Inc	Atlanta	GA	10/2013	03/2017
Suntrust Advisory Services	Atlanta	GA	09/2016	03/2017
Dividend Assets Capital, Llc	Ridgeland	SC	03/2017	12/2025
Fenimore Asset Management	Cobleskill	NY	01/2026	Present

2017-04-07 → 2025-12-09

Dividend Assets Capital, Llc

Ridgeland, SC
2016-09-12 → 2017-03-01

Truist Advisory Services, Inc.

Chattanooga, TN
2014-01-31 → 2016-12-31

Truist Investment Services, Inc.

Chattanooga, TN
2010-09-07 → 2011-04-04

Oneamerica Securities, Inc.

Brentwood, TN
2009-06-03 → 2010-02-11

Cap Partners, Llc

Franklin, TN
2007-03-27 → 2009-03-06

Banc Of America Investment Services, Inc.

Nashville, TN
2005-03-28 → 2007-03-15

Bb&T Investment Services, Inc.

Knoxville, TN

Charlotte, NC
2002-03-26 → 2002-08-01

Invest Financial Corporation

Chapel Hill, NC

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2026-07-02
S66	Uniform Combined State Law Examination	2014-01-30
S65	Uniform Investment Adviser Law Examination	1997-08-14