Nora H Dube

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 11/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Concord, NH
• 11/2023 → Present
  Ubs Financial Services Inc
  Manchester, NH

Previous Registrations

• 2016-06-03 → 2023-11-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Concord, NH

Other Businesses

1. 156 FRONT ST UNIT 103 EXETER, NH USA, THIS IS A CONDOMINIUM UNIT THAT I PRIVATELY AND PERSONALLY OWN. IT IS LEASED TO A TENANT AND I RECEIVE RENTAL PAYMENTS, Proprietor / owner, DUTIES OF A RESIDENTIAL LANDLORD FOR ONE UNIT. I MAINTAIN THE UNIT, PAY THE BILLS, AND COLLECT THE RENT FROM THE TENANT, start date-4/2/2010, NH United States-03833.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-02
• S63 Uniform Securities Agent State Law Examination
  1998-10-08

Other Names

• Nora Hallice Ball
• Nora H Ball
• Nora Jean Hallice
• Nora Jean Ball