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Charles Steven Kassatly

Cetera Investment Advisers LLC

Merrick, NY

Naples, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-25
TX RA APPROVED_RES 2022-04-22
NY RA APPROVED 2021-03-31
  • FL RA
    APPROVED
    Since 2023-01-25
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

31 Merrick Ave Suite 150, Merrick, NY 11566 • United States

3407 Pilot Circle, Naples, FL 34120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bellmore NY 01/2011 12/2019
New York Community Bank Bellmore NY 01/2011 12/2019
Cetera Investment Advisers Llc Merrick NY 12/2019 Present
Cetera Investment Services Llc St. Cloud MN 12/2019 Present
  • 01/2011 → 12/2019
    Lpl Financial Llc
    Bellmore, NY
  • 01/2011 → 12/2019
    New York Community Bank
    Bellmore, NY
  • 12/2019 → Present
    Cetera Investment Advisers Llc
    Merrick, NY
  • 12/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2011-01-19 → 2019-12-24
    Lpl Financial Llc
    East Meadow, NY
    Bellerose, NY
    Little Neck, NY
    Bellerose, NY
    Bellmore, NY
    New Hyde Park, NY
    Massapequa Park, NY
    Seaford, NY
    West Hempstead, NY
    Little Neck, NY
    Bellerose, NY
    Yonkers, NY
    Oceanside, NY
    New Hyde Park, NY
    Bellmore, NY
    New Hyde Park, NY
    Lawrence, NY
    Massapequa, NY
    East Meadow, NY
    Lawrence, NY
    New Hyde Park, NY
    Oceanside, NY
    Hewlett, NY
    Valley Stream, NY
    Valley Stream, NY
    Lawrence, NY
    Massapequa, NY
    Merrick, NY
    Freeport, NY
    New Hyde Park, NY
  • 2009-06-24 → 2011-01-19
    Hsbc Securities (Usa) Inc.
    Hewlett, NY
    Hewlett, NY
    Massapequa, NY
    Oceanside, NY
    Merrick, NY
  • 2009-05-02 → 2009-06-15
    Chase Investment Services Corp.
    Rockvile Center, NY
    Hempstead, NY
    Baldwin, NY
    Oceanside, NY
    East Meadow, NY
  • 2006-12-13 → 2009-05-02
    Wamu Investments, Inc.
    Hempstead, NY
    Baldwin, NY
    Baldwin, NY
    East Meadow, NY
    Oceanside, NY
    Rockvile Center, NY
    East Meadow, NY
    Hempstead, NY
    Long Beach, NY
Other Businesses

1. HAMILTON CAPITAL INC. 100% OWNER. FINANCIAL CONSULTING THRU CETERA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-12
S63 Uniform Securities Agent State Law Examination 1997-11-05
  • S65 Uniform Investment Adviser Law Examination
    2006-12-12
  • S63 Uniform Securities Agent State Law Examination
    1997-11-05
Other Names
  • Charles S Kassatly

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
CITIZENS SECURITIES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
PFS INVESTMENTS INC.

Other Investors

CLIFFORD JOSEPH MEDITZ
PETER KATSIGIORGIS
Michael Mott
ERIC GREGORY MOORE
ALLISON CLANCY HUDSON
Michael Anthony Scordo
THOMAS REAGAN
Eric E. Harley

Other Offices

LPL FINANCIAL LLC · MERRICK, NY
J.P. MORGAN SECURITIES LLC · MERRICK, NY
CETERA INVESTMENT ADVISERS LLC · Merrick, NY
CITIZENS SECURITIES, INC. · MERRICK, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MERRICK, NY
LPL FINANCIAL LLC · MERRICK, NY
J.P. MORGAN SECURITIES LLC · BELLMORE, NY
LPL FINANCIAL LLC · BELLMORE, NY

More in Merrick, NY

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