Scott Richard Sarnoff

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-05

TX RA
APPROVED_RES

Since 2021-06-05

Branch Locations

Naples, FL • United States

141 W Front St Ste 160, Red Bank, NJ 07701-6418 • United States

Ellenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Red Bank	NJ	01/1997	03/2020
Ameriprise Financial Services, Llc	Red Bank	NJ	03/2020	Present

01/1997 → 03/2020

Ameriprise Financial Services, Inc.

Red Bank, NJ
03/2020 → Present

Ameriprise Financial Services, Llc

Red Bank, NJ

Other Businesses

Business Ownership; Co-owner; Real Estate; 9155 Delano St #9805, , Naples, FL, 34113; Not Investment-Related; 09/09/2024; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Sarnoff; Scott R; President; 2025 Lakewood Ranch Blvd. #203, , Bradenton, FL, 34211; Not Investment-Related; 01/10/2024; 40 to 59 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-09-23

S63 Uniform Securities Agent State Law Examination

1998-09-23