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Anna F Brown

Westend Advisors, LLC

Charlotte, NC

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Current Employers
Westend Advisors, Llc

1001 Morehead Square Drive Suite 600, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2008-05-28
  • NC RA
    APPROVED
    Since 2008-05-28

Branch Locations

1001 Morehead Square Drive Suite 600, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westend Advisors Charlotte NC 01/2008 Present
  • 01/2008 → Present
    Westend Advisors
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-06
S63 Uniform Securities Agent State Law Examination 1998-06-11
  • S66 Uniform Combined State Law Examination
    2005-12-06
  • S63 Uniform Securities Agent State Law Examination
    1998-06-11
Other Names
  • Anna Louise Forte-Mussetter
  • Anna Forte Mussetter
  • Anna Louise Forte
  • Anna Louise Mussetter

View on SEC IAPD

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