James Alfred Webster

Current Employers

Employment History

• 09/2003 → 10/2017
  National Planning Corporation
  Hauppauge, NY
• 10/2017 → Present
  Royal Alliance
  Hauppauge, NY

Other Businesses

1) FIRST FINANCIAL SERVICES - TO PROVIDE ADVICE TO CLIENTS - LESS THAN 5%.-- FIRST FINANCIAL SERVICES, 38 KINGS HWY HAUPPAUGE NY 11788-4218, REGISTERED REP, 9/1/2003, 0 HOURS TOTAL, 0 DURING TRADING HOURS, DBA FOR RAA BUSINESS ONLY. 2) JAMES WEBSTER POSITION: Insurance Agent NATURE: VARIOUS AFFILIATIONS WITH INSURANCE GENERAL AGENCIES FOR SALES OF LIFE, HEALTH AND DISABILITY INSURANCE - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 07/01/1998 ADDRESS: 38 Kings Highway, Hauppauge NY 11788, United States DESCRIPTION: Working with clients, determining if there are needs for insurance coverage for health, disability or life. 3) MID ISLAND TAX, INC POSITION: President/Tax Preparer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 30 START DATE: 10/01/1969 ADDRESS: 38 Kings Highway, Hauppauge NY 11788, United States DESCRIPTION: President of company involved in preparation of income tax returns for individuals and small business 4) JAMES WEBSTER - NOTARY POSITION: Notary Public NATURE: Individual INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/1971 ADDRESS: 38 Kings Highway, Hauppauge NY 11788, United States DESCRIPTION: Provide Notary Public service to clients and other office staff. 5) WILLIAM A. RUSSELL, INC. D/B/A FIRST FINANCIAL SERVICES POSITION: IAR NATURE: S-Corporation under affiliation with First Financial Services, a proprietorship of William A.Russell, principal INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/15/1997 ADDRESS: 38 Kings Highway, Hauppauge NY 11788, United States DESCRIPTION: First Financial Services-to providefinancial planning and consultingto clients under company RIA. No clients under this activity. 6) POWER OF ATTORNEY POSITION: POWER OF ATTORNEY NATURE: INDIVIDUAL INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/07/2026 ADDRESS: 38 KINGS HIGHWAY, HAUPPAUGE NY 11788, United States DESCRIPTION: I have been appointed as power of attorney on my wife's, Karen L. Webster accounts and for all personal and financial matters. 7) JAMES A. WEBSTER REVOCABLE TRUST POSITION: Trustee NATURE: Trustee of the James A. Webster Revocable Trust. I have created this trust for elder care and estate planning purposes. Assets to include those jointly held or those of my wife. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/07/2026 ADDRESS: 38 Kings Highway, Hauppauge NY 11788, United States DESCRIPTION: Manage assets in the trust formerly held in our personal names.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1998-01-24

Other Names

• James A Webster