James Jensen Scherer

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2005-09-01

CA RA
APPROVED

Since 2005-09-01

Branch Locations

Roseville, CA • United States

6207 S Walnut St Ste 400, Loomis, CA 95650 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Roseville	CA	09/2005	Present

09/2005 → Present

Lpl Financial, Llc

Roseville, CA

Previous Registrations

2004-10-20 → 2005-09-13

Banc Of America Investment Services, Inc.

Roseville, CA
2004-05-26 → 2004-10-20

Quick & Reilly, Inc.

San Francisco, CA
2003-05-14 → 2004-06-02

Wells Fargo Clearing Services, Llc

Roseville, CA

Other Businesses

1) 09/09/2009: SCHERER WEALTH MANAGEMENT, INC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 11/17/2020 - SCHERER WEALTH MANAGEMENT INC. - DBA: SCHERER WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2020 - 150 Hours Per Month/7 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-09-03
S63	Uniform Securities Agent State Law Examination	1997-08-07

S65 Uniform Investment Adviser Law Examination

1997-09-03
S63 Uniform Securities Agent State Law Examination

1997-08-07

Other Names

James Clyde Scherer

View on SEC IAPD