Bassem Samir Moez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Lpl Financial Llc
  Southfield, MI
• 06/2015 → 03/2017
  Metlife Securities Inc
  Troy, MI
• 03/2017 → 06/2026
  Mml Investors Services, Llc
  Southfield, MI
• 07/2016 → 06/2026
  Massmutual Life Insurance Company
  Southfield, MI

Previous Registrations

• 2017-03-25 → 2026-06-09
  Mml Investors Services, Llc
  Southfield, MI
  Southfield, MI
• 2015-07-14 → 2017-03-25
  Msi Financial Services, Inc.
  Southfield, MI
  Southfield, MI
  Southfield, MI
• 2010-08-26 → 2015-07-20
  Lpl Financial Llc
  Farmington Hills, MI
  San Diego, CA
  Novi, MI

Other Businesses

1. 5/2026 - FORTRESS FINANCIAL PLANNING - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 5/27/2026

Exams

• S66 Uniform Combined State Law Examination
  2004-03-29
• S63 Uniform Securities Agent State Law Examination
  1997-06-27