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Matthew John Bracciante

Stratos Wealth Partners, Ltd

Cary, NC

Apex, NC

CRD 2903504

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Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-15
LA RA APPROVED 2016-03-09
NC RA APPROVED 2012-01-03
  • TX RA
    APPROVED_RES
    Since 2016-03-15
  • LA RA
    APPROVED
    Since 2016-03-09
  • NC RA
    APPROVED
    Since 2012-01-03

Branch Locations

Cary, NC • United States

501 North Salem Street Suite 202, Apex, NC 27502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Apex NC 12/2011 Present
Stratos Wealth Partners, Ltd. Apex NC 01/2012 Present
Previous Registrations
  • 2009-10-23 → 2011-12-20
    Raleigh, NC
    Chapel Hill, NC
    Durham, NC
    Cary, NC
    Raleigh, NC
    Raleigh, NC
  • 2003-10-13 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Chapel Hill, NC
    Durham, NC
    Durham, NC
  • 2001-12-31 → 2003-03-03
    Metlife Investment Fund Services Llc
    Greenville, SC
Other Businesses

1. 11/28/2011 - ACORN INVESTMENT STRATEGIES - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 12/14/2011 - NON-VARIABLE INSURANCE - STRATOS WEALTH PARTNERS, LTD. - FIXED INSURANCE SALES. - TIME SPENT 100% - APEX, NC. 3. 12/16/2011 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4. 1/6/2012 - Stratos Wealth Partners, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 11/2011 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. I started this business activity in 11/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/29/2012: Bracciante Wealth Management -OTHER-ENTITY FOR TAX AND ACCT PURPOSES - LLC for tax purposes - TIME SPENT 1% - APEX, NC. INV Related 6. 9/25/2013 - STRATOS WEALTH PARTNERS - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 7. 08/24/2015 - PAR SHAMROCK, LLC - INV REL - 412 ALLIANCE CIRCLE; CARY, NC 27519 - REAL ESTATE RENTAL - START 03/01/2015 - 1 HOURS PER MONTH, 0 DURING TRADING - IS A RENTAL PROPERTY OWNED IN AN LLC (PAR SHAMROCK, LLC) REGISTERED IN NC. 8. 8/13/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Acorn Investment Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 08/05/2019 - 10 Hours Per Month/10 Hours During Securities Trading. 9. 11/15/2019 - Green Level High School Athletics Department - Not investment related - 7600 Roberts Road; Cary, NC 27519 - High School Lacrosse Coach - start date:12/1/2019 - 50 hrs/mo - 20 hrs during trading. 10. 08/26/2022 - Bracciante Property Management, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - owns the commercial office condo - Start Date - 06/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-14
S63 Uniform Securities Agent State Law Examination 1998-04-21
  • S65 Uniform Investment Adviser Law Examination
    1999-10-14
  • S63 Uniform Securities Agent State Law Examination
    1998-04-21

View on SEC IAPD

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