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Stratos Wealth Partners, Ltd CRD 153184
$18.6B regulatory AUM 376 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-15 |
| LA | RA | APPROVED | 2016-03-09 |
| NC | RA | APPROVED | 2012-01-03 |
Branch Locations
501 North Salem Street Suite 202, Apex, NC 27502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Apex | NC | 12/2011 | Present |
| Stratos Wealth Partners, Ltd. | Apex | NC | 01/2012 | Present |
1. 11/28/2011 - ACORN INVESTMENT STRATEGIES - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 12/14/2011 - NON-VARIABLE INSURANCE - STRATOS WEALTH PARTNERS, LTD. - FIXED INSURANCE SALES. - TIME SPENT 100% - APEX, NC. 3. 12/16/2011 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4. 1/6/2012 - Stratos Wealth Partners, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 11/2011 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. I started this business activity in 11/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/29/2012: Bracciante Wealth Management -OTHER-ENTITY FOR TAX AND ACCT PURPOSES - LLC for tax purposes - TIME SPENT 1% - APEX, NC. INV Related 6. 9/25/2013 - STRATOS WEALTH PARTNERS - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 7. 08/24/2015 - PAR SHAMROCK, LLC - INV REL - 412 ALLIANCE CIRCLE; CARY, NC 27519 - REAL ESTATE RENTAL - START 03/01/2015 - 1 HOURS PER MONTH, 0 DURING TRADING - IS A RENTAL PROPERTY OWNED IN AN LLC (PAR SHAMROCK, LLC) REGISTERED IN NC. 8. 8/13/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Acorn Investment Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 08/05/2019 - 10 Hours Per Month/10 Hours During Securities Trading. 9. 11/15/2019 - Green Level High School Athletics Department - Not investment related - 7600 Roberts Road; Cary, NC 27519 - High School Lacrosse Coach - start date:12/1/2019 - 50 hrs/mo - 20 hrs during trading. 10. 08/26/2022 - Bracciante Property Management, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - owns the commercial office condo - Start Date - 06/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-21 |
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