David Anthony Plante

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 01/2021
  Td Ameritrade
  Harrisburg, PA
• 05/2021 → 08/2021
  Letort Trust
  Harrisburg, PA
• 12/2021 → 04/2024
  John G. Ullman & Associates
  Harrisburg, PA
• 07/2024 → 10/2024
  Fort Pitt Capital Group Llc
  Harrisburg, PA
• 01/2021 → 05/2021
  Unemployed
  Harrisburg, PA
• 08/2021 → 12/2021
  Unemployed
  Harrisburg, PA
• 11/2024 → Present
  Kovitz Investment Group Partners, Llc
  Pittsburgh, PA
• 01/2026 → Present
  Focus Partners Wealth, Llc
  St. Louis, MO

Previous Registrations

• 2025-01-05 → 2026-03-20
  Northcoast Asset Management Llc
  Harrisburg, PA
• 2024-11-05 → 2024-12-31
  Northcoast Asset Management Llc
  Harrisburg, PA
• 2024-07-10 → 2024-11-04
  Fort Pitt Capital Group, Llc
  Pittsburgh, PA
  Harrisburg, PA
• 2010-01-27 → 2021-01-11
  Td Ameritrade, Inc.
  Burlington, MA
  Bedford, NH
  Harrisburg, PA
• 2010-01-27 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Burlington, MA
  Harrisburg, PA
  Manchester, NH

Exams

• S66 Uniform Combined State Law Examination
  2010-01-26
• S63 Uniform Securities Agent State Law Examination
  1997-10-31

Designations

• Certified Financial Planner