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David Anthony Plante

Focus Partners Wealth, LLC

Harrisburg, PA

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-04
  • PA RA
    APPROVED
    Since 2026-01-04

Branch Locations

507 N. Front Street, Harrisburg, PA 17101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Harrisburg PA 12/2009 01/2021
Letort Trust Harrisburg PA 05/2021 08/2021
John G. Ullman & Associates Harrisburg PA 12/2021 04/2024
Fort Pitt Capital Group Llc Harrisburg PA 07/2024 10/2024
Unemployed Harrisburg PA 01/2021 05/2021
Unemployed Harrisburg PA 08/2021 12/2021
Kovitz Investment Group Partners, Llc Pittsburgh PA 11/2024 Present
Focus Partners Wealth, Llc St. Louis MO 01/2026 Present
  • 12/2009 → 01/2021
    Td Ameritrade
    Harrisburg, PA
  • 05/2021 → 08/2021
    Letort Trust
    Harrisburg, PA
  • 12/2021 → 04/2024
    John G. Ullman & Associates
    Harrisburg, PA
  • 07/2024 → 10/2024
    Fort Pitt Capital Group Llc
    Harrisburg, PA
  • 01/2021 → 05/2021
    Unemployed
    Harrisburg, PA
  • 08/2021 → 12/2021
    Unemployed
    Harrisburg, PA
  • 11/2024 → Present
    Kovitz Investment Group Partners, Llc
    Pittsburgh, PA
  • 01/2026 → Present
    Focus Partners Wealth, Llc
    St. Louis, MO
Previous Registrations
  • 2025-01-05 → 2026-03-20
    Northcoast Asset Management Llc
    Harrisburg, PA
  • 2024-11-05 → 2024-12-31
    Northcoast Asset Management Llc
    Harrisburg, PA
  • 2024-07-10 → 2024-11-04
    Fort Pitt Capital Group, Llc
    Pittsburgh, PA
    Harrisburg, PA
  • 2010-01-27 → 2021-01-11
    Td Ameritrade, Inc.
    Burlington, MA
    Bedford, NH
    Harrisburg, PA
  • 2010-01-27 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Burlington, MA
    Harrisburg, PA
    Manchester, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-26
S63 Uniform Securities Agent State Law Examination 1997-10-31
  • S66 Uniform Combined State Law Examination
    2010-01-26
  • S63 Uniform Securities Agent State Law Examination
    1997-10-31
Designations

View on SEC IAPD

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Charlie Cho
Mohammad Abdul-Fattah
Nicholas Rizzieri
Marcel Andreen Hillary-Smith
Chrysta Gail Grampp
Matthew Wegryn
Naima Bensassi

Other Offices

SANTANDER SECURITIES LLC · Conshohocken, PA
J.P. MORGAN SECURITIES LLC · Conshohocken, PA
CITIZENS SECURITIES, INC. · CONSHOHOCKEN, PA
CETERA INVESTMENT ADVISERS LLC · CONSHOHOCKEN, PA
LPL FINANCIAL LLC · CONSHOHOCKEN, PA
INDEPENDENCE SQUARE HOLDINGS, LLC · Conshohocken, PA
FIRSTRUST FINANCIAL ADVISORS · CONSHOHOCKEN, PA
EQUITABLE ADVISORS, LLC · CONSHOHOCKEN, PA

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