John Peter Berger

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-07-05
TX	RA	APPROVED	2023-06-20
NC	RA	APPROVED	2009-03-31

GA RA
APPROVED

Since 2024-07-05
TX RA
APPROVED

Since 2023-06-20
NC RA
APPROVED

Since 2009-03-31

Branch Locations

Savannah, GA • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Charlotte	NC	04/1996	Present
Wells Fargo Advisors Llc	Charlotte	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Charlotte	NC	11/2016	Present

04/1996 → Present

Wachovia Bank, N.A.

Charlotte, NC
05/2009 → 11/2016

Wells Fargo Advisors Llc

Charlotte, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Charlotte, NC

Other Businesses

ST. FRANCIS CABRINI CATHOLIC CHURCH, INVT RELATED, SAVANNAH, GA, FINANCE COMMITTEE MEMBER, START DATE 11/18/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, HELP MAKE PROPER DECISIONS ON CHURCH FINANCES. WHETHER TO PAY OFF DEBT, KEEP CERTAIN AMOUNT OF CASH READILY AVAILABLE, BEGIN AN ENDOWMENT TO BENEFIT THE COMMUNITY, REVIEW BALANCE AND INCOME STATEMENTS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-07-03

S63 Uniform Securities Agent State Law Examination

1997-07-03

Designations

View on SEC IAPD